Board of Directors
as of December 31, 2020

CRAIG S. DONOHUE
Executive Chairman, OCC

THOMAS BARRETT
Global Head of Rates Electronic Trading and Fixed Income, Currency and Commodities Execution Services, Goldman Sachs & Co.

ANDREJ BOLKOVIC
Chief Executive Officer, ABN AMRO Clearing Chicago LLC (Served until December 14, 2020)

STUART M. BOURNE
Managing Director, Head of Americas Asset Management Services, Bank of America Merrill Lynch

THOMAS R. CARDELLO
Founding Member, Venice Financial Management LLC

MARIA CHIODI
Managing Director, General Counsel Department, Credit Suisse Securities (USA) LLC

KURT M. ECKERT
Partner and Head of Market Structure, Wolverine Trading

THOMAS A. FRANK
Executive Vice President & CIO, Interactive Brokers LLC

MEYER S. FRUCHER
Vice Chairman, Nasdaq, Inc.

DAVID S. GOONE
Chief Strategy Officer, Intercontinental Exchange Inc.

CHRISTOPHER A. ISAACSON
Executive Vice President, Chief Operating Officer, Cboe Global Markets, Inc.

KEVIN J. KENNEDY
Senior Vice President, Head of Product Management for North American Market Services, Nasdaq, Inc.

ELIZABETH K. KING
Chief Regulatory Officer, Intercontinental Exchange & General Counsel, NYSE Group

SUSAN E. LESTER
Former Financial Executive

RICHARD R. LINDSEY
Managing Partner, Windham Capital Management, LLC

ROBERT R. LITTERMAN
Chairman, Risk Committee, Kepos Capital LP

STEPHEN LUPARELLO
General Counsel, Citadel Securities

SUSAN G. O’FLYNN
Managing Director and Global Head of CCP Strategy and Resource Optimization, Morgan Stanley

ALICE PATRICIA WHITE
Economist

WILLIAM T. YATES
Treasurer, TD Ameritrade
Board Committees
as of December 31, 2020
-
Audit Committee
- Susan E. Lester (Chair)
- Kurt M. Eckert
- Kevin J. Kennedy
- Elizabeth K. King
- Richard R. Lindsey
- Stephen Luparello
- Alice Patricia White
- William T. Yates
-
Compensation & Performance Committee
- Richard R. Lindsey (Chair)
- Craig S. Donohue
- Meyer S. Frucher
- David S. Goone
- Christopher A. Isaacson
- Robert R. Litterman
- Stephen Luparello
- Susan G. O’Flynn
-
Governance & Nominating Committee
- Alice Patricia White (Chair)
- Maria Chiodi
- Meyer S. Frucher
- Elizabeth K. King
- Susan E. Lester
- Richard R. Lindsey
- William T. Yates
-
Regulatory Committee
- Richard R. Lindsey (Chair)
- Thomas R. Cardello
- Susan E. Lester
- Robert R. Litterman
- Alice Patricia White
-
Risk Committee
- Richard R. Lindsey (Chair)
- Thomas Barrett
- Thomas R. Cardello
- Craig S. Donohue
- Thomas A. Frank
- David S. Goone
- Robert R. Litterman
- Alice Patricia White
-
Technology Committee
- Thomas R. Cardello (Chair)
- Stuart M. Bourne
- Thomas Barrett
- Craig S. Donohue
- Thomas A. Frank
- Christopher A. Isaacson
-
Term Expirations
(Member Directors & Public Directors)
-
April 2021
- Thomas R. Cardello
- Maria Chiodi
- Thomas A. Frank
- Stephen Luparello
- Alice Patricia White
-
April 2022
- Stuart M. Bourne
- Kurt M. Eckert
- Susan E. Lester
- Robert R. Litterman
- William T. Yates
-
April 2023
- Thomas Barrett
- Richard R. Lindsey
- Susan G. O’Flynn
Senior Officers
as of December 31, 2020
-
Craig S. DonohueExecutive Chairman
-
John P. DavidsonChief Executive Officer
-
Scot E. WarrenChief Operating Officer
-
Janet M. AngstadtChief Legal Officer and General Counsel
-
Julie W. BauerChief External Relations Officer
-
Jennifer BaumChief Compliance Officer
-
Daniel T. BusbyChief Clearing and Settlement Services Officer
-
Carla DawsonChief Human Resources Officer
-
Timothy J. DwyerManaging Director, Strategic Technology
-
John J. FennellChief Risk Officer
-
Patrick H. HickeyManaging Director, Participant Services and Solutions
-
David A. HoagChief Information Officer
-
J. Matthew HughesManaging Director, Business Engineering & Strategy
-
Saqib JamshedManaging Director, Model Risk Management
-
Joseph P. KamnikChief Regulatory Counsel
-
Denise KnabjianManaging Director, Investor Education
-
Amy McCormickManaging Director, Market Risk & Default Management
-
Dale A. MichaelsChief Financial Risk Officer
-
Mark J. MorrisonChief Security Officer
-
Hugo A. MugicaChief Audit Executive
-
Amy C. ShellyChief Financial Officer
-
Vishal ThakkarManaging Director, Enterprise Risk Management
-
Lauren W. WongManaging Director, Quantitative Risk Management
-
Dennis WoodsManaging Director, Credit Risk Management