2019 Annual Report

Board of Directors
as of December 31, 2019

CRAIG S. DONOHUE
Executive Chairman, OCC
ANDREJ BOLKOVIC
Chief Executive Officer, ABN AMRO Clearing Chicago LLC
STUART M. BOURNE
Managing Director, Head of Americas Asset Management Services, Bank of America Merrill Lynch (Commenced service July 17, 2019)
THOMAS R. CARDELLO
Founding Member, Venice Financial Management LLC
MARIA CHIODI
Managing Director, General Counsel Department, Credit Suisse Securities (USA) LLC (Commenced service November 19, 2019)
MARK F. DEHNERT
Managing Director, Goldman Sachs & Co. (Served until December 31, 2019)
KURT M. ECKERT
Partner and Head of Market Structure, Wolverine Trading
THOMAS A. FRANK
Executive Vice President & CIO, Interactive Brokers LLC
MEYER S. FRUCHER
Vice Chairman, Nasdaq, Inc.
DAVID S. GOONE
Chief Strategy Officer, Intercontinental Exchange Inc.
CHRISTOPHER A. ISAACSON
Executive Vice President, Chief Operating Officer, Cboe Global Markets, Inc. (Commenced service January 8, 2019)
KEVIN J. KENNEDY
Senior Vice President, Head of Product Management for North American Market Services, Nasdaq, Inc. (Commenced service December 30, 2019)
ELIZABETH K. KING
Chief Regulatory Officer, Intercontinental Exchange & General Counsel, NYSE Group
SUSAN E . LESTER
Former Financial Executive
RICHARD R. LINDSEY
Managing Partner, Windham Capital Management, LLC
ROBERT R. LITTERMAN
Chairman, Risk Committee, Kepos Capital LP
STEPHEN LUPARELLO
General Counsel, Citadel Securities
SUSAN G. O’FLYNN
Managing Director and Global Head of CCP Strategy and Resource Optimization, Morgan Stanley (Commenced service July 17, 2019)
CHRISTINE L . SHOW
Managing Director and Global Head of Listed Derivative Operations, SG Americas Securities LLC (Served until April 16, 2019)
EDWARD T. TILLY
Chairman, President and Chief Executive Officer, Cboe Global Markets, Inc. (Served until January 8, 2019)
JONATHAN B. WERTS
Managing Director, Head of Midwest, Bank of America Merrill Lynch (Served until May 20, 2019)
ALICE PATRICIA WHITE
Economist
THOMAS A. WITTMAN
Executive Vice President, Head of Global Trading and Market Services, Nasdaq, Inc. Served until December 30, 2019
WILLIAM T. YATES
Treasurer, TD Ameritrade

Board Committees
as of December 31, 2019

  • Audit Committee
    • Susan E. Lester (Chair)
    • Kurt M. Eckert
    • Elizabeth K. King
    • Richard R. Lindsey
    • Stephen Luparello
    • Susan G. O’Flynn
    • Alice Patricia White
    • William T. Yates
  • Compensation & Performance Committee
    • Richard R. Lindsey (Chair)
    • Andrej Bolkovic
    • Mark F. Dehnert
    • Craig S. Donohue
    • Meyer S. Frucher
    • David S. Goone
    • Christopher A. Isaacson
    • Robert R. Litterman
  • Governance & Nominating Committee
    • Alice Patricia White (Chair)
    • Maria Chiodi
    • Meyer S. Frucher
    • Elizabeth K. King
    • Susan E. Lester
    • Richard R. Lindsey
    • William T. Yates
  • Risk Committee
    • Richard R. Lindsey (Chair)
    • Thomas R. Cardello
    • Mark F. Dehnert
    • Craig S. Donohue
    • Thomas A. Frank
    • David S. Goone
    • Robert R. Litterman
    • Alice Patricia White
  • Technology Committee
    • Thomas R. Cardello (Chair)
    • Andrej Bolkovic
    • Stuart M. Bourne
    • Craig S. Donohue
    • Thomas A. Frank
    • Christopher A. Isaacson
  • Ad Hoc Regulatory Oversight Working Group
    (until November 20, 2019)
    • Richard R. Lindsey (Chair)
    • Thomas R. Cardello
    • Elizabeth K. King
    • Susan E. Lester
    • Robert R. Litterman
    • Stephen Luparello
    • Alice Patricia White
  • Regulatory Committee
    (beginning November 20, 2019)
    • Richard R. Lindsey (Chair)
    • Thomas R. Cardello
    • Susan E. Lester
    • Robert R. Litterman
    • Alice Patricia White
  • Term Expirations
    (Member Directors & Public Directors)
  • April 2020
    • Andrej Bolkovic
    • Mark F. Dehnert
    • Richard R. Lindsey
    • Susan G. O’Flynn
  • April 2021
    • Thomas R. Cardello
    • Maria Chiodi
    • Thomas A. Frank
    • Stephen Luparello
    • Alice Patricia White
  • April 2022
    • Stuart M. Bourne
    • Kurt M. Eckert
    • Susan E. Lester
    • Robert R. Litterman
    • William T. Yates

Senior Officers
as of December 31, 2019

  • Craig S. Donohue
    Executive Chairman
  • John P. Davidson
    Chief Executive Officer
  • Scot E. Warren
    Chief Operating Officer
  • Janet M. Angstadt
    Executive Vice President and General Counsel
  • Julie W. Bauer
    Executive Vice President, Government Relations and Investor Education
  • John J. Fennell
    Executive Vice President and Chief Risk Officer
  • Dale A. Michaels
    Executive Vice President, Financial Risk Management
  • Joseph P. Adamczyk
    Senior Vice President and Chief Compliance Officer
  • Daniel T. Busby
    Senior Vice President, Operations
  • Carla Dawson
    Interim Chief Human Resources Officer
  • Timothy J. Dwyer
    Senior Vice President, Strategic Systems
  • Patrick H. Hickey
    Senior Vice President, Product and Business Development
  • David A. Hoag
    Senior Vice President and Chief Information Officer
  • J. Matthew Hughes
    Senior Vice President, Renaissance Program Business Lead
  • Saqib Jamshed
    Senior Vice President, Model Risk Governance
  • Joseph P. Kamnik
    Senior Vice President and Chief Regulatory Counsel
  • Denise Knabjian
    Senior Vice President, Investor Education
  • Mark J. Morrison
    Senior Vice President and Chief Security Officer
  • Hugo A. Mugica
    Senior Vice President and Chief Audit Executive
  • David P. Prosperi
    Senior Vice President, Corporate Communications
  • Amy C. Shelly
    Senior Vice President and Chief Financial Officer
  • Vishal Thakkar
    Senior Vice President, Enterprise Risk Management
  • Lauren W. Wong
    Senior Vice President, Quantitative Risk Management
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